Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Edelman | 5652556 | 1 | 09/04/2024 | Customer Dispute | Pending | $27,090.00 | $0.00 | See FINRA Report |
| Craig J Ferraro | 2423686 | 1 | 08/30/2024 | Customer Dispute | Pending | $47,541.00 | $0.00 | See FINRA Report |
| Chad Mehle | 7008517 | 1 | 08/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Elliot J Berens | 5464360 | 1 | 07/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vince Dimaggio | 4524347 | 2 | 07/09/2024 | Customer Dispute | Denied | $38,892.00 | $0.00 | See FINRA Report |
| Kushtrim Veseli | 6410583 | 1 | 06/26/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Andrei A Neuhaus | 2386667 | 1 | 05/29/2024 | Customer Dispute | Withdrawn | $14,451.50 | $0.00 | See FINRA Report |
| Brian D Vaught | 4640701 | 2 | 05/24/2024 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Joshua Maldonado | 7159503 | 1 | 05/23/2024 | Customer Dispute | Denied | $13,968.00 | $0.00 | See FINRA Report |
| Kevin Yoosuk Kim | 6640891 | 2 | 05/13/2024 | Customer Dispute | Denied | $9,014.73 | $0.00 | See FINRA Report |