Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Natalie M Barraza | 6126502 | 1 | 01/23/2023 | Customer Dispute | Pending | $78,503.00 | $0.00 | See FINRA Report |
| Joseph Anthony Sheperis | 5812377 | 1 | 01/11/2023 | Customer Dispute | Pending | $43,746.00 | $0.00 | See FINRA Report |
| Hector Camilo Vargas Forero | 6605192 | 1 | 12/17/2022 | Customer Dispute | Denied | $22,648.00 | $0.00 | See FINRA Report |
| Lyle T. Berkson | 2847698 | 1 | 12/15/2022 | Customer Dispute | Denied | $46,712.00 | $0.00 | See FINRA Report |
| Michael Aman | 6428230 | 1 | 12/12/2022 | Customer Dispute | Denied | $16,022.00 | $0.00 | See FINRA Report |
| Angel Ayala | 5164159 | 2 | 12/08/2022 | Customer Dispute | Denied | $15,559.00 | $0.00 | See FINRA Report |
| Jeremy Patrick Oreilly | 4759399 | 1 | 11/14/2022 | Customer Dispute | Denied | $12,118.00 | $0.00 | See FINRA Report |
| Gregory Thomas Miller | 5390510 | 2 | 11/04/2022 | Customer Dispute | Denied | $153,265.00 | $0.00 | See FINRA Report |
| Jose Lino Huerfano | 4104166 | 4 | 10/31/2022 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Michael E Reagan | 4453783 | 2 | 10/28/2022 | Customer Dispute | Denied | $7,428.58 | $0.00 | See FINRA Report |