Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francisco Gomez | 6057141 | 1 | 12/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Gallego | 7596699 | 1 | 11/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Maldonado-Lozano | 7457575 | 1 | 10/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn R. Sanchez | 6551740 | 2 | 09/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edmund S. Liu | 5830815 | 2 | 07/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyla R Pineda | 7314328 | 6 | 07/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua M. Helton | 7068383 | 1 | 07/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anayeli Susana Vivar-Cortes | 7572139 | 1 | 06/30/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn R. Sanchez | 6551740 | 2 | 06/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arturo Sanchez | 5534939 | 1 | 06/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |