Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcus Cox | 7443874 | 2 | 08/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher D Rouns | 7706185 | 4 | 07/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ian Joseph Stock | 5195617 | 1 | 06/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher D Rouns | 7706185 | 4 | 05/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lindy L Henley | 6165270 | 4 | 04/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher C Delos-Santos | 5799459 | 1 | 04/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Arturo Dominguez Hernandez | 7857920 | 3 | 04/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Burton | 6981972 | 1 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Iris Juana Summer | 6739394 | 2 | 12/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Jacobs | 6141871 | 2 | 12/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |