Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Edelman | 5652556 | 1 | 09/04/2024 | Customer Dispute | Pending | $27,090.00 | $0.00 | See FINRA Report |
| Craig J Ferraro | 2423686 | 1 | 08/30/2024 | Customer Dispute | Pending | $47,541.00 | $0.00 | See FINRA Report |
| Chad Mehle | 7008517 | 1 | 08/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 08/07/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Duane Zerndt | 7215184 | 2 | 07/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ted V Schauer | 7592159 | 2 | 07/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sajjad Ahmed | 5640625 | 1 | 07/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kelsey Rae Litzinger | 5949815 | 3 | 06/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Marco Galarza | 6123026 | 1 | 05/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Koscal | 5465477 | 1 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |