Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Natalie M Barraza | 6126502 | 1 | 01/23/2023 | Customer Dispute | Pending | $78,503.00 | $0.00 | See FINRA Report |
| Joseph Anthony Sheperis | 5812377 | 1 | 01/11/2023 | Customer Dispute | Pending | $43,746.00 | $0.00 | See FINRA Report |
| Joseph Kelly Nelson | 6153951 | 4 | 01/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nizar Dhaouadi | 7174535 | 1 | 12/14/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jose A. Aleman | 7037167 | 3 | 11/30/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Lioy | 4219072 | 1 | 10/05/2022 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Jason Z. Gopen | 5981937 | 1 | 09/22/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Adrianna Brooks | 7493317 | 2 | 08/23/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Neal M Garratt | 4555569 | 3 | 08/22/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aldin Rakovic | 5619607 | 1 | 07/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |