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FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 3,654 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Edelman5652556109/04/2024Customer DisputePending$27,090.00$0.00See FINRA Report
Craig J Ferraro2423686108/30/2024Customer DisputePending$47,541.00$0.00See FINRA Report
Chad Mehle7008517108/27/2024Customer DisputePending$0.00$0.00See FINRA Report
Francisco Rocha Trujillo7865767108/14/2024CriminalPending Charge$0.00$0.00See FINRA Report
Marcus Cox7443874208/09/2024Judgment / Lien$0.00$0.00See FINRA Report
Laura S George-Allen72426161108/07/2024FinancialPending$0.00$0.00See FINRA Report
Jeffrey Duane Zerndt7215184207/30/2024FinancialPending$0.00$0.00See FINRA Report
Ted V Schauer7592159207/29/2024FinancialPending$0.00$0.00See FINRA Report
Elliot J Berens5464360107/26/2024Customer DisputeDenied$0.00$0.00See FINRA Report
Zeyu Chen7443460107/26/2024CriminalPending Charge$0.00$0.00See FINRA Report

3,654 Results

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