Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Natalie M Barraza | 6126502 | 1 | 01/23/2023 | Customer Dispute | Pending | $78,503.00 | $0.00 | See FINRA Report |
| Connor Maurice | 7464088 | 1 | 01/13/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Sheperis | 5812377 | 1 | 01/11/2023 | Customer Dispute | Pending | $43,746.00 | $0.00 | See FINRA Report |
| Giancarlo Varia | 6608778 | 1 | 01/09/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Joseph Kelly Nelson | 6153951 | 4 | 01/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Francisco Gomez | 6057141 | 1 | 12/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hector Camilo Vargas Forero | 6605192 | 1 | 12/17/2022 | Customer Dispute | Denied | $22,648.00 | $0.00 | See FINRA Report |
| Lyle T. Berkson | 2847698 | 1 | 12/15/2022 | Customer Dispute | Denied | $46,712.00 | $0.00 | See FINRA Report |
| Nizar Dhaouadi | 7174535 | 1 | 12/14/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Aman | 6428230 | 1 | 12/12/2022 | Customer Dispute | Denied | $16,022.00 | $0.00 | See FINRA Report |