Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Edelman | 5652556 | 1 | 09/04/2024 | Customer Dispute | Pending | $27,090.00 | $0.00 | See FINRA Report |
Craig J Ferraro | 2423686 | 1 | 08/30/2024 | Customer Dispute | Pending | $47,541.00 | $0.00 | See FINRA Report |
Chad Mehle | 7008517 | 1 | 08/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Francisco Rocha Trujillo | 7865767 | 1 | 08/14/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
Marcus Cox | 7443874 | 2 | 08/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Laura S George-Allen | 7242616 | 11 | 08/07/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jeffrey Duane Zerndt | 7215184 | 2 | 07/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Ted V Schauer | 7592159 | 2 | 07/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Elliot J Berens | 5464360 | 1 | 07/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Zeyu Chen | 7443460 | 1 | 07/26/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |