Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nickolas Vega | 7428508 | 1 | 07/16/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Liliana Glover | 7677820 | 1 | 06/10/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin Phelps | 7530948 | 1 | 06/01/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Mann | 7180966 | 3 | 04/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kiegan Nicholas Hart | 7330689 | 3 | 03/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kaylen Marie Loggins | 7473343 | 1 | 03/08/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rhiannon Kaulitzke | 7026293 | 3 | 02/28/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kiegan Nicholas Hart | 7330689 | 3 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelsey Rae Litzinger | 5949815 | 3 | 01/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Mann | 7180966 | 3 | 01/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |