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FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 34 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mitchell R McAllister4783894302/14/2018Customer DisputeAward / Judgment$17,026.80$0.00See FINRA Report
Joseph Bellavia2145440604/06/2017Customer DisputeAward / Judgment$128,698.00$0.00See FINRA Report
Alfredo A Collazo45135481008/31/2015Customer DisputeAward / Judgment$2,411,160.00$0.00See FINRA Report
James Patrick Steck2882330110/29/2013Customer DisputeAward / Judgment$76,210.00$65,418.10See FINRA Report
Jimmy Quach5585921302/07/2013Customer DisputeAward / Judgment$14,101.60$0.00See FINRA Report
Mohammad S Rihan4790735108/23/2011Customer DisputeAward / Judgment$5,000.00$0.00See FINRA Report
Walter Phillip Schlaepfer1306585404/05/2011Customer DisputeAward / Judgment$2,500,000.00$1,100,000.00See FINRA Report
Hedayatullah Eddie Nabiel5444313102/18/2011Customer DisputeAward / Judgment$5,000.00$5,020.00See FINRA Report
Walter Phillip Schlaepfer1306585407/26/2010Customer DisputeAward / Judgment$1,000,000.00$0.00See FINRA Report
Walter Phillip Schlaepfer1306585412/01/2009Customer DisputeAward / Judgment$1,700,000.00$0.00See FINRA Report

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