Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mitchell R McAllister | 4783894 | 3 | 02/14/2018 | Customer Dispute | Award / Judgment | $17,026.80 | $0.00 | See FINRA Report |
| Joseph Bellavia | 2145440 | 6 | 04/06/2017 | Customer Dispute | Award / Judgment | $128,698.00 | $0.00 | See FINRA Report |
| Alfredo A. Collazo | 4513548 | 10 | 08/31/2015 | Customer Dispute | Award / Judgment | $2,411,160.00 | $0.00 | See FINRA Report |
| James Patrick Steck | 2882330 | 1 | 10/29/2013 | Customer Dispute | Award / Judgment | $76,210.00 | $65,418.10 | See FINRA Report |
| Jimmy Quach | 5585921 | 3 | 02/07/2013 | Customer Dispute | Award / Judgment | $14,101.60 | $0.00 | See FINRA Report |
| Mohammad S. Rihan | 4790735 | 1 | 08/23/2011 | Customer Dispute | Award / Judgment | $5,000.00 | $0.00 | See FINRA Report |
| Hedayatullah Eddie Nabiel | 5444313 | 1 | 02/18/2011 | Customer Dispute | Award / Judgment | $5,000.00 | $5,020.00 | See FINRA Report |
| Steve S Schulman | 4061535 | 6 | 03/04/2009 | Customer Dispute | Award / Judgment | $24,214.20 | $24,214.00 | See FINRA Report |
| Jamie J Hills | 5062789 | 1 | 01/22/2009 | Customer Dispute | Award / Judgment | $29,980.40 | $21,989.60 | See FINRA Report |
| Joseph Liddell | 4298115 | 1 | 11/20/2008 | Customer Dispute | Award / Judgment | $14,171.30 | $14,171.30 | See FINRA Report |