Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Guerrero | 5590561 | 2 | 08/03/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Alejandro Ramirez | 6143360 | 1 | 05/04/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Marino | 5711403 | 2 | 03/14/2022 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Sherre Barber | 2340921 | 3 | 07/22/2020 | Customer Dispute | Closed-No Action | $46,330.20 | $0.00 | See FINRA Report |
| Madeline McCarthy | 6528306 | 1 | 04/07/2020 | Customer Dispute | Closed-No Action | $6,792.71 | $0.00 | See FINRA Report |
| Brandon D Tatarevich | 4694264 | 3 | 03/12/2020 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Ryan Palenske | 5679987 | 2 | 11/04/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Tom Linker | 4673169 | 1 | 05/29/2018 | Customer Dispute | Closed-No Action | $82,968.00 | $0.00 | See FINRA Report |
| Phillip Theiss | 5799081 | 1 | 03/06/2018 | Customer Dispute | Closed-No Action | $16,499.00 | $0.00 | See FINRA Report |
| Michael Ansman | 5819149 | 1 | 11/19/2017 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |