Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elliot J Berens | 5464360 | 1 | 07/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vince Dimaggio | 4524347 | 2 | 07/09/2024 | Customer Dispute | Denied | $38,892.00 | $0.00 | See FINRA Report |
| Kushtrim Veseli | 6410583 | 1 | 06/26/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian D Vaught | 4640701 | 2 | 05/24/2024 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Joshua Maldonado | 7159503 | 1 | 05/23/2024 | Customer Dispute | Denied | $13,968.00 | $0.00 | See FINRA Report |
| Kevin Yoosuk Kim | 6640891 | 2 | 05/13/2024 | Customer Dispute | Denied | $9,014.73 | $0.00 | See FINRA Report |
| Jose Lino Huerfano | 4104166 | 5 | 04/22/2024 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Afaf Zaher | 5115243 | 1 | 04/18/2024 | Customer Dispute | Denied | $6,150.00 | $0.00 | See FINRA Report |
| Ramy Iskandar | 5994895 | 1 | 04/12/2024 | Customer Dispute | Denied | $7,154.71 | $0.00 | See FINRA Report |
| Julian Abraham Bartolomei | 6015085 | 1 | 04/05/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |