Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Badreddine Ladjache | 7442995 | 1 | 11/15/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael J Maglio | 5589158 | 2 | 10/03/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Giancarlo Varia | 6608778 | 1 | 01/09/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Simon Paul Levine | 2629083 | 1 | 11/17/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Gambino | 5364301 | 1 | 11/17/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher John Dass | 6544245 | 1 | 11/17/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar Angeles Ocana | 7585039 | 2 | 09/12/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Alexander Greene | 6502472 | 2 | 04/25/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jarrod Donald Lacombe | 4933387 | 2 | 02/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ruben E Munoz | 7029012 | 2 | 10/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |