Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alida Maria McDonnell | 4587961 | 3 | 02/10/2009 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
Brett C Klotz | 4948825 | 1 | 08/06/2008 | Civil Bond | $0.00 | $0.00 | See FINRA Report |