Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bertrand Douxami | 4508096 | 1 | 12/31/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anis Dridi | 5711136 | 1 | 11/13/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan I Linden | 5217379 | 1 | 08/22/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Henderson | 7072736 | 1 | 08/15/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hector A Sansores | 7393548 | 1 | 06/21/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant A Williams | 7639333 | 1 | 03/29/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tai Ho | 7534552 | 1 | 01/26/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Willis Norton | 5532352 | 1 | 01/19/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kahari Jamal Anderson | 7650454 | 1 | 09/16/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Reimers | 5669739 | 1 | 07/10/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |