Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Murray | 6346993 | 1 | 04/09/2024 | Customer Dispute | Settled | $7,741.00 | $0.00 | See FINRA Report |
| Joseph Tavano | 2789863 | 3 | 03/11/2024 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| David Paul Wilson | 2298962 | 2 | 12/18/2023 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Kenyon Knight | 5910331 | 1 | 11/21/2023 | Customer Dispute | Settled | $7,507.26 | $0.00 | See FINRA Report |
| Luis Alberto Grullon | 6015508 | 1 | 09/27/2023 | Customer Dispute | Settled | $17,254.00 | $0.00 | See FINRA Report |
| Sam C Schoner | 1928356 | 3 | 09/12/2023 | Customer Dispute | Settled | $7,498,470.00 | $0.00 | See FINRA Report |
| Garrett Tognozzi | 5657190 | 1 | 08/18/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Victor Carrizal | 5378388 | 1 | 07/26/2023 | Customer Dispute | Settled | $37,036.00 | $0.00 | See FINRA Report |
| Alexander Parisis | 6578981 | 1 | 04/18/2023 | Customer Dispute | Settled | $40,965.00 | $0.00 | See FINRA Report |
| Dustin Hall | 5790415 | 1 | 03/29/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |