Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Kelly Nelson | 6153951 | 4 | 01/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nizar Dhaouadi | 7174535 | 1 | 12/14/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mary A Ross | 1288200 | 1 | 12/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose A. Aleman | 7037167 | 3 | 11/30/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Neal M Garratt | 4555569 | 3 | 11/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark MacRi | 6941019 | 4 | 10/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrianna Brooks | 7493317 | 2 | 08/23/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Neal M Garratt | 4555569 | 3 | 08/22/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aldin Rakovic | 5619607 | 1 | 07/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sherry L Smith | 7443888 | 1 | 07/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |