Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura S George-Allen | 7242616 | 11 | 08/07/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Duane Zerndt | 7215184 | 2 | 07/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ted V Schauer | 7592159 | 2 | 07/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sajjad Ahmed | 5640625 | 1 | 07/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nickolas Vega | 7428508 | 1 | 07/16/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelsey Rae Litzinger | 5949815 | 3 | 06/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Liliana Glover | 7677820 | 1 | 06/10/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin Phelps | 7530948 | 1 | 06/01/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Galarza | 6123026 | 1 | 05/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Todd Mann | 7180966 | 3 | 04/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |