Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Duran | 5727067 | 1 | 10/12/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Prince Anderson Lankford | 2824037 | 2 | 04/12/2021 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Thomas Salustro | 3215679 | 1 | 12/11/2018 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Koldras | 1846083 | 1 | 12/03/2018 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Michael Logsdon | 4178266 | 6 | 03/22/2018 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Sanjay Mathur | 1144243 | 6 | 08/03/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| William D Cutsinger | 1560043 | 6 | 12/15/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Brainerd Sparks | 1196396 | 1 | 10/11/2016 | Customer Dispute | Withdrawn | $59,000.00 | $0.00 | See FINRA Report |
| Kendall David Higginbotham | 2727817 | 3 | 12/22/2015 | Customer Dispute | Withdrawn | $11,665.50 | $0.00 | See FINRA Report |
| Ken Scott Chastain | 2136951 | 7 | 12/07/2015 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |