Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Paul Charmley | 4207973 | 2 | 11/28/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jaskirat Singh Lakhat | 3263838 | 2 | 06/25/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Max Kaplan | 7449051 | 1 | 06/11/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Bennett Goodstein | 6081205 | 1 | 06/03/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Christopher Alan Selke | 4355547 | 2 | 04/24/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad Lee Weinmaster | 4226133 | 1 | 03/30/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Waynette Marie Moore | 5614916 | 1 | 01/27/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alder Ruiz | 6613671 | 1 | 08/09/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Eiler | 1028716 | 13 | 04/28/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Byron Lee Ellis | 4302550 | 1 | 08/31/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |