Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael A Rodriguez | 1989658 | 1 | 02/11/2014 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Bradley Alan Kirchner | 2942789 | 2 | 06/09/2008 | Investigation | $0.00 | $0.00 | See FINRA Report |