Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Gene Somerville | 430514 | 1 | 11/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Arrington Clouse | 5726070 | 2 | 10/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Miguel Cervantes | 2619407 | 4 | 09/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sean Steven Ben-Asher | 4831869 | 2 | 07/03/2022 | Customer Dispute | Settled | $10,484.00 | $0.00 | See FINRA Report |
| Zachary A. Harless | 5525364 | 5 | 06/28/2022 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Debra Logan | 1739479 | 3 | 06/17/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Leif David Olson | 2277495 | 7 | 06/15/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Dane Graft | 2393278 | 3 | 06/14/2022 | Customer Dispute | Settled | $19,657.10 | $0.00 | See FINRA Report |
| Yoil S Awabdeh | 4068466 | 2 | 06/11/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marc M Rosenbach | 1693996 | 1 | 04/20/2022 | Customer Dispute | Settled | $78,579.00 | $0.00 | See FINRA Report |