Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luz Elena Brice | 7653758 | 5 | 08/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Thomas | 5463597 | 2 | 08/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shaleah Lakaya Provencher | 7665381 | 4 | 08/09/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Njeri Maia Henderson | 6925056 | 6 | 08/06/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Njeri Maia Henderson | 6925056 | 6 | 08/05/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Njeri Maia Henderson | 6925056 | 6 | 07/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Marcus Andrew Heckman | 5593933 | 3 | 07/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward W Lapinski | 5756489 | 3 | 07/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward W Lapinski | 5756489 | 3 | 07/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward W Lapinski | 5756489 | 3 | 07/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |