Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Hermsen | 7204583 | 1 | 02/16/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ivan Ortiz Mestizo | 6173463 | 2 | 01/04/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Laughlin | 2464338 | 1 | 12/06/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven William Sherman | 1230247 | 1 | 11/19/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Paul Barberis | 1772762 | 5 | 05/06/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rania Khalaf Ayoub Younan | 6808883 | 1 | 04/26/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carlos Flores | 7076537 | 1 | 09/17/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jordan Capener | 5916589 | 1 | 05/27/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alex Iskandar | 7028356 | 1 | 01/24/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Wendling | 4430848 | 1 | 05/31/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |