Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Frank I-Min Wu | 1613789 | 2 | 01/25/2023 | Customer Dispute | Pending | $625,593.00 | $0.00 | See FINRA Report |
Jeffrey Quan Nguyen | 2751686 | 1 | 01/13/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Anna Maria Pujolas | 4689186 | 1 | 01/09/2023 | Customer Dispute | Denied | $25,749.10 | $0.00 | See FINRA Report |
Leigh Eran Einhorn | 2091410 | 5 | 01/09/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Brian Matthew Fox | 5676310 | 1 | 12/29/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
William Randall Moening | 3029155 | 1 | 12/22/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Christopher Ernest Hill | 4683090 | 2 | 12/22/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Leigh Eran Einhorn | 2091410 | 5 | 12/21/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Mary Antonia Wallack | 1161383 | 1 | 12/20/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Blake Michael Hammer | 5034228 | 1 | 12/20/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |