Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Damian Agustin Pereira-Nunez | 5211567 | 1 | 06/06/2024 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| James Roy Paige | 1726609 | 6 | 12/20/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Roy Paige | 1726609 | 6 | 12/20/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Roy Paige | 1726609 | 6 | 12/20/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Natasha G Wallace | 4495040 | 1 | 01/07/2022 | Customer Dispute | Closed-No Action | $28,221.00 | $0.00 | See FINRA Report |
| Francesco Cosmo Zappoli | 5819061 | 1 | 09/20/2021 | Customer Dispute | Closed-No Action | $8,500.00 | $0.00 | See FINRA Report |
| Joseph John Digiso | 5843331 | 2 | 02/10/2021 | Customer Dispute | Closed-No Action | $10,500.00 | $0.00 | See FINRA Report |
| Brian Michael Jackson | 4733834 | 3 | 07/21/2020 | Customer Dispute | Closed-No Action | $101,000.00 | $0.00 | See FINRA Report |
| Ernst Tullus | 6151941 | 2 | 05/13/2020 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Merri Carol Hall | 1867854 | 1 | 04/14/2020 | Customer Dispute | Closed-No Action | $21,000.00 | $0.00 | See FINRA Report |