Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian W Fulton | 4209607 | 1 | 08/16/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Arthur Farris | 3238929 | 1 | 07/18/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aramis Perez | 5405685 | 1 | 06/24/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Curcio | 4946771 | 1 | 06/13/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Wade Hudson | 3148246 | 2 | 06/10/2024 | Customer Dispute | Denied | $64,362.20 | $0.00 | See FINRA Report |
| Alan Kenneth Gross | 2832306 | 2 | 05/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harland Ira Jacobs | 3005519 | 2 | 05/24/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William B Bravato | 2562867 | 1 | 03/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Marek Billington | 5352766 | 2 | 03/14/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alex Sanchez | 5624288 | 2 | 03/13/2024 | Customer Dispute | Denied | $13,821.00 | $0.00 | See FINRA Report |