Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anna Maria Pujolas | 4689186 | 1 | 01/09/2023 | Customer Dispute | Denied | $25,749.10 | $0.00 | See FINRA Report |
| Mary Antonia Wallack | 1161383 | 1 | 12/20/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose L Raya | 5775638 | 3 | 12/20/2022 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Mark D Sullivan | 5143963 | 1 | 12/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Grant Chapman | 6335591 | 1 | 12/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Steven Kuruzovich | 1636930 | 2 | 11/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Walter Joseph Hauth | 3264033 | 1 | 11/06/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Anthony Rice | 5203302 | 2 | 10/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Ruziecki | 5929664 | 1 | 10/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Starr | 1893387 | 2 | 10/11/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |