Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Paul Charmley | 4207973 | 2 | 11/28/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Alexander Bennett Goodstein | 6081205 | 1 | 06/03/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Alder Ruiz | 6613671 | 1 | 08/09/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Michael Hamilton Hopper | 5525881 | 4 | 04/06/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |