Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank I-Min Wu | 1613789 | 2 | 01/25/2023 | Customer Dispute | Pending | $625,593.00 | $0.00 | See FINRA Report |
| Amanda Lee Marlow | 4423169 | 1 | 01/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Quan Nguyen | 2751686 | 1 | 01/13/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Anna Maria Pujolas | 4689186 | 1 | 01/09/2023 | Customer Dispute | Denied | $25,749.10 | $0.00 | See FINRA Report |
| Leigh Eran Einhorn | 2091410 | 5 | 01/09/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Matthew Fox | 5676310 | 1 | 12/29/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Aretha Tyler Rembert | 7024218 | 1 | 12/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph George Turck | 4459497 | 1 | 12/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Randall Moening | 3029155 | 1 | 12/22/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Ernest Hill | 4683090 | 2 | 12/22/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |