Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Bruce Salus | 1626385 | 1 | 09/06/2024 | Customer Dispute | Pending | $595,000.00 | $0.00 | See FINRA Report |
| Robert Paul Gehlen | 2148074 | 4 | 08/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian W Fulton | 4209607 | 1 | 08/16/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bertha Corona | 6361180 | 1 | 08/15/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeremy Charles Maurer | 5801701 | 1 | 08/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Stokes Wise | 5884184 | 1 | 08/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Rose | 2874342 | 2 | 08/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Luz Elena Brice | 7653758 | 5 | 08/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Thomas | 5463597 | 2 | 08/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shaleah Lakaya Provencher | 7665381 | 4 | 08/09/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |