Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donovan Gregory Mannato | 2950500 | 2 | 12/03/2020 | Customer Dispute | Dismissed | $3,350,000.00 | $0.00 | See FINRA Report |
| Lisa McCoy | 2745760 | 1 | 03/07/2012 | Customer Dispute | Dismissed | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Andrew Seroczynski | 2671401 | 1 | 02/01/2011 | Customer Dispute | Dismissed | $90,700.00 | $0.00 | See FINRA Report |
| Jay Martin Niebuhr | 2839093 | 1 | 07/16/2009 | Customer Dispute | Dismissed | $466,301.00 | $0.00 | See FINRA Report |
| Peter Sean Cleary | 2149985 | 6 | 11/17/2000 | Customer Dispute | Dismissed | $250,000.00 | $0.00 | See FINRA Report |