Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aretha Tyler Rembert | 7024218 | 1 | 12/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph George Turck | 4459497 | 1 | 12/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Thomas | 5463597 | 2 | 12/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ivan Ortiz Mestizo | 6173463 | 2 | 11/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Uzochukwu Louis Anughora | 7097176 | 2 | 11/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lary Douglas Bloom | 4134648 | 5 | 10/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Rudolphdavid Lascelles | 1839374 | 3 | 09/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Christopher Brezenski | 5140646 | 4 | 09/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin Man | 4795015 | 1 | 09/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reed William Lipsey | 5388864 | 2 | 09/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |