Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Paul Gehlen | 2148074 | 4 | 08/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stacy L Schmidt-Carroll | 3188069 | 1 | 07/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ana Talia Salt | 7413066 | 1 | 07/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Megan Nichol McGrath | 7052734 | 2 | 07/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| India Bowser | 7042021 | 1 | 06/27/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Joseph Casey | 5510744 | 1 | 06/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Taymon Lawrence Brown | 7797022 | 2 | 06/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcus Robinson | 7548521 | 1 | 06/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenya Ramirez | 6746373 | 1 | 06/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michele Anne Casey | 2865776 | 2 | 06/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |