Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Melvin Bryant | 6435033 | 1 | 10/26/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Barberis | 1772762 | 5 | 10/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Susan E Arnold | 1723578 | 3 | 10/25/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Koehmstedt | 6458212 | 1 | 07/15/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harold Todd Yates | 5198454 | 4 | 08/12/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel Marie Calsbeek | 6590900 | 3 | 07/17/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carol Glock Thomas | 858615 | 1 | 10/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Yousef Bittar | 5740657 | 2 | 09/24/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Norman Fuller Barrett | 2640131 | 2 | 05/03/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Graham | 2766840 | 1 | 09/21/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |