Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norman Fuller Barrett | 2640131 | 3 | 12/31/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karen E Altes | 3232532 | 1 | 04/09/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Paul Charmley | 4207973 | 2 | 11/28/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Palhegyi | 1923077 | 3 | 09/29/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allen H Wilson | 2420229 | 6 | 08/31/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Alan Selke | 4355547 | 1 | 04/24/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad Weinmaster | 4226133 | 1 | 03/30/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly Christine Hall | 5871018 | 3 | 03/15/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Waynette Marie Barnebee | 5614916 | 1 | 01/27/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Eiler | 1028716 | 13 | 04/28/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |