Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luz Elena Brice | 7653758 | 5 | 08/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 06/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Malleri Christine Temple | 7851712 | 2 | 06/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Alejandra Torrado | 6562934 | 2 | 05/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Thomas Conelly | 6695351 | 1 | 05/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 05/28/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sameer Baig | 7057485 | 4 | 05/09/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shaleah Lakaya Provencher | 7665381 | 4 | 03/25/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shaleah Lakaya Provencher | 7665381 | 4 | 03/25/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 02/07/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |