Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amanda Lee Marlow | 4423169 | 1 | 01/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Melvin Bryant | 6435033 | 1 | 10/26/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Barberis | 1772762 | 5 | 10/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Barreto | 1133654 | 1 | 09/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brad Alan Payton | 6555184 | 3 | 09/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tamika Juanita Griffith-Johnson | 7635867 | 1 | 09/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathryn K Colemere | 1802620 | 2 | 08/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nickolas Alan Meyers | 7608172 | 1 | 07/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter John Korcusko | 2769659 | 1 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bekki Sue Chiasson | 7179081 | 2 | 05/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |