23-00703 | 01/05/2024 | Claimant(s): David Doumith, Nazim and Elsie Doumith Revocable Trust Claimant Lawyers(s): J. Kurt Kraemer Respondent(s): Liberty Capital Investment Corporation Respondent Lawyers(s): Robert S. Banks Arbitrator(s): Thomas R. Dreiling, Ian Matthew Green, Crystal Rose O'Grady Hearing Site: Portland, OR
| | $0 |
22-01229 | 01/05/2024 | Claimant(s): Boustead Securities, Llc Claimant Lawyers(s): Joseph Dale Wilson Respondent(s): EBET. Respondent Lawyers(s): Farhad Novian Arbitrator(s): Joseph C. Watson, Richard Maurice Robinson, Michael Craig Ditty Hearing Site: Los Angeles, CA
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22-02462 | 01/05/2024 | Claimant(s): Ava Naeini Claimant Lawyers(s): Ava Naeini Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): Elliott Finkel, Joseph Winter, Robert Charles Pearman Hearing Site: Los Angeles, CA
| | $0 |
23-01065 | 01/05/2024 | Claimant(s): Carlos Ubinas Taylor Claimant Lawyers(s): Ubaldo M. Fernandez-Barrera Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-00681 | 01/05/2024 | Claimant(s): Joseph Cucinotta Claimant Lawyers(s): Michael Bessette Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Greg M. Curley Arbitrator(s): Carol H. Gold, Donald S. Bauman, Laura A. Kaster Hearing Site: Philadelphia, PA
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22-02268 | 01/05/2024 | Claimant(s): Tamir Zury Claimant Lawyers(s): Kristian Kraszewski Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Gary M. Landau, Richard Carl Smukler, Edward Alexander Jaffe Hearing Site: Boca Raton, FL
| | Expungement |
23-01178 | 01/05/2024 | Claimant(s): Christopher Lazos Claimant Lawyers(s): Jonathan Uretsky Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Edward R. Niederriter, Marie G. Peterson, Leslie Bauknight Nixon Hearing Site: Boca Raton, FL
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20-04216 | 01/05/2024 | Claimant(s): Kent Bonvillain, Whitney Guidry Claimant Lawyers(s): Kevin Conway Respondent(s): Raymond James & Associates. Respondent Lawyers(s): George C. Freeman Arbitrator(s): Maryanne M. Esser, Chris W. Surprenant, William John Sommers Hearing Site: New Orleans, LA
| | $15,000 |
23-01856 | 01/05/2024 | Claimant(s): Roman Raykis Claimant Lawyers(s): Scott L. Silver Respondent(s): International Assets Advisory Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): Carole Crosby Hearing Site: Tampa, FL
| | Expungement |
23-00999 | 01/04/2024 | Claimant(s): FTI Capital Advisors. Claimant Lawyers(s): Andrew T. Solomon Respondent(s): Bird Global. Respondent Lawyers(s): Clint Johnson Arbitrator(s): Will Murphy, Robert G. Geeseman, Joseph Galinskie Hearing Site: Boca Raton, FL
| | $0 |