| 05-06516 | 01/25/2008 | Claimant(s): Heinz Haenggeli
Claimant Lawyers(s): W. Scott Grecco
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Rena E. Grossfield, Stephen M. Gross, Christine Moore
Hearing Site: New York, NY
|  | Stipulated Award and Expungement |
| 07-01983 | 01/25/2008 | Claimant(s): Michael D. Meyers & Mary C. Meyers
Claimant Lawyers(s): Michael D. Meyers
Respondent(s): Ameriprise Advisor Services., Jay Wireman
Respondent Lawyers(s): Donald P. Wray
Arbitrator(s): W. Sean Kelleher
Hearing Site: Columbus, OH
| | $16,929 |
| 07-00490 | 01/25/2008 | Claimant(s): Sushila Patel
Claimant Lawyers(s): Viren R. Patel
Respondent(s): E*Trade Securities LLC, Naniben Patel
Respondent Lawyers(s): John Bersin, Naniben Patel
Arbitrator(s): Anne H. Orr
Hearing Site: Atlanta, GA
| | $0 |
| 07-01779 | 01/24/2008 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Forrest M. Smith
Respondent(s): Carl Hyde
Respondent Lawyers(s): Carl F. Hyde
Arbitrator(s): G. Brooks Euler
Hearing Site: Louisville, KY
| | |
| 07-01876 | 01/24/2008 | Claimant(s): Robert Cash
Claimant Lawyers(s): Laura I. Hillerich
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Richard A. Boucher
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Cincinnati, OH
| | $6,386 |
| 02-00028 | 01/24/2008 | Claimant(s): Richard Almeroth
Claimant Lawyers(s): Richard D. Almeroth
Respondent(s): J.P. Morgan Clearing Corp.
Respondent Lawyers(s): Arlene Semaya
Arbitrator(s): N. John Garcia
Hearing Site: Charlotte, NC
| | $0 |
| 06-01892 | 01/23/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jennifer R. Seltenrich
Respondent(s): John Kennedy
Respondent Lawyers(s): Raymond Nardo
Arbitrator(s): Norris D. Wolff, Stuart Rothenstein, Royce Russell
Hearing Site: New York, NY
| | |
| 07-02134 | 01/23/2008 | Claimant(s): Continental Broker-Dealer Corp. by Tru
Claimant Lawyers(s): Nathan Schwed
Respondent(s): Nicholas Cosmo
Respondent Lawyers(s): Nicholas Joseph Cosmo
Arbitrator(s): Steven David Leader
Hearing Site: New York, NY
| | |
| 05-02755 | 01/23/2008 | Claimant(s): Eden Ginn UGMA/PA, Michael Ginn, IRA, Alison and Michael Ginn, Michael Ginn DDS PC Pension Plan, Michael Ginn Profit Sharing Plan
Claimant Lawyers(s): Sidney L. Gold
Respondent(s): Morgan Stanley DW Inc., Marque Cohen, Dean Witter Reynolds Inc., Morgan Stanley Dean Witter & Co
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Edward T. Borer, Robert F. Sanville, Richard E. Lerner
Hearing Site: Philadelphia, PA
| | Stipulated Award and Expungement |
| 07-02263 | 01/23/2008 | Claimant(s): Lorraine Ecker and Warren Ecker
Claimant Lawyers(s): Lorraine Ecker
Respondent(s): Wachovia Securities
Respondent Lawyers(s): David J. Rice
Arbitrator(s): Stan West
Hearing Site: Boca Raton, FL
| | $163 |
