07-01100 | 03/28/2008 | Claimant(s): The Shorr Family Trust Claimant Lawyers(s): Ronald W. Karolyi Respondent(s): A.G. Edwards & Sons., Terry Dean Respondent Lawyers(s): James C. Browning Arbitrator(s): Robert S. Zuckerman, Michael E. Pearson, Richard E. Miley Hearing Site: Charlotte, NC
| | $0 |
07-02806 | 03/28/2008 | Claimant(s): Jennifer Coradi Claimant Lawyers(s): Jennifer Coradi Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Susan Nock Arbitrator(s): Joe Carroll Thomas Hearing Site: Columbia, SC
| | $0 |
07-01862 | 03/27/2008 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Frank J. Vitolo Respondent(s): Joel Griffin Respondent Lawyers(s): Joel D. Griffin Arbitrator(s): R. Theodore Moock Hearing Site: Dallas, TX
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07-01980 | 03/27/2008 | Claimant(s): GunnAllen Financial Claimant Lawyers(s): Jay Marc Israel Respondent(s): Andrew Tressler Respondent Lawyers(s): J. Christopher Albanese Arbitrator(s): Harold Webb Hearing Site: New York, NY
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07-02661 | 03/27/2008 | Claimant(s): Avalon Partners. Claimant Lawyers(s): Richard J. Babnick Respondent(s): Tyre Newsome Respondent Lawyers(s): Tyre Fred Newsome Arbitrator(s): Paul A. Merolla Hearing Site: New York, NY
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07-00489 | 03/27/2008 | Claimant(s): Patricia Pearson Claimant Lawyers(s): Patricia Ann Pearson Respondent(s): Barbara Ahern, Citigroup Global Markets., Michael Passeroff, William Dodge Respondent Lawyers(s): Douglas B. Appel Arbitrator(s): Edith M. Novack Hearing Site: Newark, NJ
| | $18,000 |
97-00418 | 03/27/2008 | Claimant(s): Howard Kabrins Claimant Lawyers(s): Howdy Kabrins Respondent(s): Citigroup Global Markets., Richard Goldstein Respondent Lawyers(s): Victor A. Machcinski Arbitrator(s): Roberta Haft, Clyde Kenan Oldham Hearing Site: Los Angeles, CA
| | $0 |
07-02138 | 03/26/2008 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): Glenn Dzidowski Respondent Lawyers(s): Glenn Dzidowski Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI
| | $0 |
06-04197 | 03/26/2008 | Claimant(s): Elizabeth Schaper, POA for Armin and E Claimant Lawyers(s): Jeffrey I. Carton Respondent(s): Citigroup Global Markets., James Ducey, Patricia McGinley Respondent Lawyers(s): Douglas B. Appel, Edward Turan Arbitrator(s): Hearing Site: New York, NY
| | $11,630 |
06-04256 | 03/26/2008 | Claimant(s): Elizabeth Schaper, Exec for Armin & Ethe Claimant Lawyers(s): Jeffrey I Carton Respondent(s): Citigroup Global Markets., James Ducey, Patricia McGinley, Renuka Nayar Respondent Lawyers(s): Douglas B. Appel Arbitrator(s): Andrew H. Freund, Francis Carling, Howard A. Baker Hearing Site: New York, NY
| | $11,630 |