| 07-01118 | 05/22/2008 | Claimant(s): Kim Yonkers and Linda Yonkers
Claimant Lawyers(s): David Neuman
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Kevin R. Zehe
Hearing Site: Cleveland, OH
|  | $25,000 |
| 07-03110 | 05/22/2008 | Claimant(s): Toni Ciarlariello
Claimant Lawyers(s): Toni G. Ciarlariello
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lauryn J. Hart
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
| | $0 |
| 06-04399 | 05/21/2008 | Claimant(s): Daniel Dart
Claimant Lawyers(s): Dan Driscoll
Respondent(s): Pioneer Funds Distributor., Pioneer Investment Management USA., Pioneer Investment Management.
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): S. Lawrence Gwin, John F. Poole, Edward Joseph Boudreau
Hearing Site: Boston, MA
| | |
| 07-01140 | 05/21/2008 | Claimant(s): Stephen Brooks
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Merrill Lynch Investment Managers LP
Respondent Lawyers(s): Michael J. Fortunato
Arbitrator(s): Richard W. Cutler, Molly Klapper, Jerome Martin Pustilnik
Hearing Site: New York, NY
| | |
| 07-01902 | 05/21/2008 | Claimant(s): Jeffrey Mann, Paul Umansky, UMann Fund Management
Claimant Lawyers(s): Jeffrey Mann, Paul J. Umansky
Respondent(s): Triumph Global Securities, LTD
Respondent Lawyers(s): Alfred Ferrer
Arbitrator(s): Frank Muller, Peter A. Goldman, David Mark Sobel
Hearing Site: New York, NY
| | |
| 07-01131 | 05/21/2008 | Claimant(s): Betty Taylor
Claimant Lawyers(s): Shauna J. Wright
Respondent(s): Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): R. Dan Mitchell, Daniel A. Kile, Robert J. Gregory
Hearing Site: Dallas, TX
| | $1,400,000 |
| 07-01446 | 05/21/2008 | Claimant(s): Susan Greco, IRA
Claimant Lawyers(s): C. Richard Mancini
Respondent(s): Kovack Securities.
Respondent Lawyers(s): Scott A. Bassman
Arbitrator(s): John P. Cullem, Langfred W. White, Arthur J. Zelenak
Hearing Site: Tampa, FL
| | $91,815 |
| 07-01816 | 05/21/2008 | Claimant(s): Charles R. Cariello and Marie Cariello
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Carlos Otalvaro, Christopher Jolly, Frank Donnauro, Marco Gulino, Wallstreet Electronica.
Respondent Lawyers(s): Alan M. Wolper, Christopher Jolly, Frank Donnauro, Marco Gulino
Arbitrator(s): Linda Ashley, Joan Marie Chiusano, Myrna E. DeJesus
Hearing Site: New York, NY
| | $0 |
| 07-01691 | 05/20/2008 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Dominic Lombardo
Respondent Lawyers(s): Dominic P. Lombardo
Arbitrator(s): Jay K. Buck
Hearing Site: Indianapolis, IN
| | |
| 07-02093 | 05/20/2008 | Claimant(s): Carl Garrett
Claimant Lawyers(s): J. Christopher Wehrle
Respondent(s): Flagstone Securities
Respondent Lawyers(s): Douglas Y. Curran
Arbitrator(s): Phillip Barry Wise, Marvin L. Frazier, Brian T. Carter
Hearing Site: St. Louis, MO
| | |
