07-01118 | 05/22/2008 | Claimant(s): Kim Yonkers and Linda Yonkers Claimant Lawyers(s): David Neuman Respondent(s): Respondent Lawyers(s): Arbitrator(s): Kevin R. Zehe Hearing Site: Cleveland, OH
| | $25,000 |
07-03110 | 05/22/2008 | Claimant(s): Toni Ciarlariello Claimant Lawyers(s): Toni G. Ciarlariello Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Lauryn J. Hart Arbitrator(s): Charles A. Crocco Hearing Site: Newark, NJ
| | $0 |
06-04399 | 05/21/2008 | Claimant(s): Daniel Dart Claimant Lawyers(s): Dan Driscoll Respondent(s): Pioneer Funds Distributor., Pioneer Investment Management USA., Pioneer Investment Management. Respondent Lawyers(s): Timothy P. Burke Arbitrator(s): S. Lawrence Gwin, John F. Poole, Edward Joseph Boudreau Hearing Site: Boston, MA
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07-01140 | 05/21/2008 | Claimant(s): Stephen Brooks Claimant Lawyers(s): Ethan A. Brecher Respondent(s): Merrill Lynch Investment Managers LP Respondent Lawyers(s): Michael J. Fortunato Arbitrator(s): Richard W. Cutler, Molly Klapper, Jerome Martin Pustilnik Hearing Site: New York, NY
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07-01902 | 05/21/2008 | Claimant(s): Jeffrey Mann, Paul Umansky, UMann Fund Management Claimant Lawyers(s): Jeffrey Mann, Paul J. Umansky Respondent(s): Triumph Global Securities, LTD Respondent Lawyers(s): Alfred Ferrer Arbitrator(s): Frank Muller, Peter A. Goldman, David Mark Sobel Hearing Site: New York, NY
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07-01131 | 05/21/2008 | Claimant(s): Betty Taylor Claimant Lawyers(s): Shauna J. Wright Respondent(s): Brookstreet Securities Corporation Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): R. Dan Mitchell, Daniel A. Kile, Robert J. Gregory Hearing Site: Dallas, TX
| | $1,400,000 |
07-01446 | 05/21/2008 | Claimant(s): Susan Greco, IRA Claimant Lawyers(s): C. Richard Mancini Respondent(s): Kovack Securities. Respondent Lawyers(s): Scott A. Bassman Arbitrator(s): John P. Cullem, Langfred W. White, Arthur J. Zelenak Hearing Site: Tampa, FL
| | $91,815 |
07-01816 | 05/21/2008 | Claimant(s): Charles R. Cariello and Marie Cariello Claimant Lawyers(s): Russell L. Forkey Respondent(s): Carlos Otalvaro, Christopher Jolly, Frank Donnauro, Marco Gulino, Wallstreet Electronica. Respondent Lawyers(s): Alan M. Wolper, Christopher Jolly, Frank Donnauro, Marco Gulino Arbitrator(s): Linda Ashley, Joan Marie Chiusano, Myrna E. DeJesus Hearing Site: New York, NY
| | $0 |
07-01691 | 05/20/2008 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): Dominic Lombardo Respondent Lawyers(s): Dominic P. Lombardo Arbitrator(s): Jay K. Buck Hearing Site: Indianapolis, IN
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07-02093 | 05/20/2008 | Claimant(s): Carl Garrett Claimant Lawyers(s): J. Christopher Wehrle Respondent(s): Flagstone Securities Respondent Lawyers(s): Douglas Y. Curran Arbitrator(s): Phillip Barry Wise, Marvin L. Frazier, Brian T. Carter Hearing Site: St. Louis, MO
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