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FINRA Awards for Merrill Lynch Investment Managers LP

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0114005/21/2008Claimant(s): Stephen Brooks
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Merrill Lynch Investment Managers LP
Respondent Lawyers(s): Michael J. Fortunato
Arbitrator(s): Richard W. Cutler, Molly Klapper, Jerome Martin Pustilnik
Hearing Site: New York, NY

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