07-02031 | 07/15/2008 | Claimant(s): Osvaldo Alfonso Claimant Lawyers(s): Osvaldo Alfonso Respondent(s): Knickeita Vassel-Bullock, Merrill Lynch Pierce Fenner & Smith Inc., ICMA-RC Services Respondent Lawyers(s): Angela A. Turiano, Jason Okera Keene Arbitrator(s): Kimberly A. Gilmour, Adam Harrison Smith, Harold S. Stern Hearing Site: Boca Raton, FL
| | $0 |
07-03207 | 07/14/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Kenneth Lee Respondent Lawyers(s): Kenneth Lee Arbitrator(s): Gloria J Liddell Hearing Site: New Orleans, LA
| | $0 |
07-01364 | 07/14/2008 | Claimant(s): Garland O. and Antoinette P. Williamson Claimant Lawyers(s): Robert A. Kantas Respondent(s): Stanley Laman Group Securities Respondent Lawyers(s): William G. Stanley Arbitrator(s): William P. Borduin, Brenda J. Stovall, Thomas E. Maloney Hearing Site: Baltimore, MD
| | Stipulated Award and Expungement |
07-03542 | 07/14/2008 | Claimant(s): Donna Pierce Claimant Lawyers(s): Charles M. Thompson Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): John Starnes Arbitrator(s): Irving M. Shlesinger, Marshal H. Emerson, Cheung David Chhieng Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
06-03323 | 07/14/2008 | Claimant(s): Geoffrey Minte Claimant Lawyers(s): Michael Huberman Respondent(s): Renos Gordos Respondent Lawyers(s): Norman B. Arnoff Arbitrator(s): Barton B. Skeen, Deborah B. Haskell, Darman A. Wing Hearing Site: Augusta, ME
| | $0 |
07-03419 | 07/14/2008 | Claimant(s): Jack Bush Claimant Lawyers(s): Jack R. Bush Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Danielle L. Hargrove Hearing Site: Houston, TX
| | $163 |
07-02588 | 07/11/2008 | Claimant(s): Katie Guzzo Claimant Lawyers(s): Brian J. Sommer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Kevin B. Walker Arbitrator(s): Paul H. McKenna, Jared D. Simmer, Kenneth Alan Eisner Hearing Site: Pittsburgh, PA
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08-00802 | 07/11/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jill B. Clarke Respondent(s): Bradley Bangen Respondent Lawyers(s): Bradley C. Bangen Arbitrator(s): Arno C. Schwethelm Hearing Site: Houston, TX
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04-04999 | 07/11/2008 | Claimant(s): Richard Bennett Claimant Lawyers(s): John J. Hopkins Respondent(s): J.P. Morgan Clearing Corp., Matthew Pickett Respondent Lawyers(s): John C. Allen Arbitrator(s): Patrick Lanier, William B. Madden, Harry J Saginaw Hearing Site: Dallas, TX
| | Stipulated Award and Expungement |
07-02874 | 07/10/2008 | Claimant(s): Bill Tsevdos Claimant Lawyers(s): Bill S. Tsevdos Respondent(s): TD Ameritrade. Respondent Lawyers(s): Janis Campanella Arbitrator(s): Lucas A. Ferrara Hearing Site: New York, NY
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