| 07-02031 | 07/15/2008 | Claimant(s): Osvaldo Alfonso
Claimant Lawyers(s): Osvaldo Alfonso
Respondent(s): Knickeita Vassel-Bullock, Merrill Lynch Pierce Fenner & Smith Inc., ICMA-RC Services
Respondent Lawyers(s): Angela A. Turiano, Jason Okera Keene
Arbitrator(s): Kimberly A. Gilmour, Adam Harrison Smith, Harold S. Stern
Hearing Site: Boca Raton, FL
|  | $0 |
| 07-03207 | 07/14/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Kenneth Lee
Respondent Lawyers(s): Kenneth Lee
Arbitrator(s): Gloria J Liddell
Hearing Site: New Orleans, LA
| | $0 |
| 07-01364 | 07/14/2008 | Claimant(s): Garland O. and Antoinette P. Williamson
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Stanley Laman Group Securities
Respondent Lawyers(s): William G. Stanley
Arbitrator(s): William P. Borduin, Brenda J. Stovall, Thomas E. Maloney
Hearing Site: Baltimore, MD
| | Stipulated Award and Expungement |
| 07-03542 | 07/14/2008 | Claimant(s): Donna Pierce
Claimant Lawyers(s): Charles M. Thompson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Irving M. Shlesinger, Marshal H. Emerson, Cheung David Chhieng
Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
| 06-03323 | 07/14/2008 | Claimant(s): Geoffrey Minte
Claimant Lawyers(s): Michael Huberman
Respondent(s): Renos Gordos
Respondent Lawyers(s): Norman B. Arnoff
Arbitrator(s): Barton B. Skeen, Deborah B. Haskell, Darman A. Wing
Hearing Site: Augusta, ME
| | $0 |
| 07-03419 | 07/14/2008 | Claimant(s): Jack Bush
Claimant Lawyers(s): Jack R. Bush
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Danielle L. Hargrove
Hearing Site: Houston, TX
| | $163 |
| 07-02588 | 07/11/2008 | Claimant(s): Katie Guzzo
Claimant Lawyers(s): Brian J. Sommer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Paul H. McKenna, Jared D. Simmer, Kenneth Alan Eisner
Hearing Site: Pittsburgh, PA
| | |
| 08-00802 | 07/11/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Bradley Bangen
Respondent Lawyers(s): Bradley C. Bangen
Arbitrator(s): Arno C. Schwethelm
Hearing Site: Houston, TX
| | |
| 04-04999 | 07/11/2008 | Claimant(s): Richard Bennett
Claimant Lawyers(s): John J. Hopkins
Respondent(s): J.P. Morgan Clearing Corp., Matthew Pickett
Respondent Lawyers(s): John C. Allen
Arbitrator(s): Patrick Lanier, William B. Madden, Harry J Saginaw
Hearing Site: Dallas, TX
| | Stipulated Award and Expungement |
| 07-02874 | 07/10/2008 | Claimant(s): Bill Tsevdos
Claimant Lawyers(s): Bill S. Tsevdos
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Janis Campanella
Arbitrator(s): Lucas A. Ferrara
Hearing Site: New York, NY
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