07-00913 | 09/25/2008 | Claimant(s): Jerry Engel Claimant Lawyers(s): M Nelson Segel Respondent(s): Kevin Kimberlin, William Dioguardi, Spencer Trask Ventures. Respondent Lawyers(s): Richard A. Roth Arbitrator(s): Robert A. Lombardi Hearing Site: Las Vegas, NV
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07-02590 | 09/25/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Scott Huffman Respondent Lawyers(s): Richard M. Bales Arbitrator(s): Marina Shank-Klein, Linda M. Granata, Thomas L. Curran Hearing Site: Miami, FL
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06-04100 | 09/24/2008 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): RBC Dain Rauscher., Scott Karpiak Respondent Lawyers(s): Eliott R. Good Arbitrator(s): Alan J. Blocher, Catherine S. Kopley, Elena P. Anastasiou Hearing Site: Philadelphia, PA
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07-02485 | 09/24/2008 | Claimant(s): Raymond Curtin Claimant Lawyers(s): Robert C. Stokes Respondent(s): Wachovia Securities Respondent Lawyers(s): James C. Browning Arbitrator(s): Ned B. Young, Kimberly A. Gilmour, Charles W. Lavender Hearing Site: Ft. Lauderdale, FL
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07-02676 | 09/24/2008 | Claimant(s): Sophie Rothstein Claimant Lawyers(s): Edward Rothstein Respondent(s): Joel Chase, UBS Financial Services Inc., Richard Fitzburgh Respondent Lawyers(s): Dan A. Rosenbaum, Danl A. Rosenbaum Arbitrator(s): Vicki R. Lawrence, Sandra J. Mullings Hearing Site: New York, NY
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07-01135 | 09/23/2008 | Claimant(s): Ryan Beck & Co. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Arthur Ogbogu Respondent Lawyers(s): Arthur Ogbogu Arbitrator(s): Richard W Berenger, Joseph C. Pickard, William A. Hohauser Hearing Site: New York, NY
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07-01342 | 09/23/2008 | Claimant(s): Ryan Beck & Co. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Paul Martin Respondent Lawyers(s): Mark J. Astarita Arbitrator(s): Patrick J. Howley, Ernest Edward Badway, Walter W. Jensen Hearing Site: Newark, NJ
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07-01941 | 09/23/2008 | Claimant(s): RBC Capital Markets Corporation Claimant Lawyers(s): Carolyn Guy Respondent(s): Gary Handler Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Robert S. Fash, Robert Elman, Katharine Reed Coleman Hearing Site: Los Angeles, CA
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07-02144 | 09/23/2008 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Shea O'Brien Hicks Respondent(s): Holt Harris Respondent Lawyers(s): Holt E. Harris Arbitrator(s): George F. Longino Hearing Site: Dallas, TX
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07-02165 | 09/23/2008 | Claimant(s): Amy Levenson Claimant Lawyers(s): Anne C. Vladeck Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Robin D. Fessel Arbitrator(s): Denzil J. Klippel, Richard E. Lerner, Joshua Mark Zucker Hearing Site: New York, NY
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