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FINRA Awards for Richard M. Bales

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0259009/25/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Scott Huffman
Respondent Lawyers(s): Richard M. Bales
Arbitrator(s): Marina Shank-Klein, Linda M. Granata, Thomas L. Curran
Hearing Site: Miami, FL

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