08-00107 | 10/23/2008 | Claimant(s): Harold Wallace Trust Claimant Lawyers(s): Neil T. Wallace Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Jeremy M. Colvin Arbitrator(s): George G. Kurschner Hearing Site: Ft. Lauderdale, FL
| | $125 |
08-00487 | 10/23/2008 | Claimant(s): Mark Christofaro Claimant Lawyers(s): Pamela E. Berman Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Dennis C. Cronin, Michael P. Anciello, Arnold M. Marrow Hearing Site: Providence, RI
| | $0 |
07-02724 | 10/22/2008 | Claimant(s): RBC Dain Rauscher. Claimant Lawyers(s): Gary Richard Irwin Respondent(s): Wayne Sorokowski Respondent Lawyers(s): Jason S. Haselkorn Arbitrator(s): Arthur J. Leibell, Ted Romanos, William R. Alheim Hearing Site: Boca Raton, FL
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07-03389 | 10/22/2008 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): David Riggleman Respondent Lawyers(s): David W. Riggleman Arbitrator(s): Willis E. Adams, Martin Salzman, Robert Kevin O'Mara Hearing Site: Tampa, FL
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07-03592 | 10/22/2008 | Claimant(s): Gregory Eagan Claimant Lawyers(s): Ethan A. Brecher Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Richard B. Palmer Arbitrator(s): Diane Getzler, Judith E. Gross, Toby Susan DeSimone Hearing Site: New York, NY
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08-00377 | 10/22/2008 | Claimant(s): Michael Preston Claimant Lawyers(s): Michael J. Preston Respondent(s): David Bass, Arena Capital Advisors Respondent Lawyers(s): David Bass Arbitrator(s): Thomas C. Looney, Michael Lloyd Weisel, John D. Robb Hearing Site: Raleigh, NC
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08-00666 | 10/22/2008 | Claimant(s): Newbridge Securities Corporation Claimant Lawyers(s): Michael S. Colombo Respondent(s): Felipe Arrieta Respondent Lawyers(s): Felipe N. Arrieta Arbitrator(s): Melanie S. Cherdack, John E. Hiro, Gilbert Tendler Hearing Site: Miami, FL
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08-01546 | 10/22/2008 | Claimant(s): Dawson James Securities. Claimant Lawyers(s): Albert J. Poliak Respondent(s): Joseph Galbo Respondent Lawyers(s): Steven M. Selz Arbitrator(s): Lionel P. Greenbaum Hearing Site: Boca Raton, FL
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06-01086 | 10/21/2008 | Claimant(s): Jeffrey Geiger Claimant Lawyers(s): Christopher R. Pettit Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Miles D. Hart Arbitrator(s): W. Sean Kelleher, Larry P. Larsen, Richard R. Edmister Hearing Site: Columbus, OH
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07-00922 | 10/21/2008 | Claimant(s): Chatsworth Securities Claimant Lawyers(s): Kevin T. Hoffman Respondent(s): The GMS Group Respondent Lawyers(s): Robin C. Tarr Arbitrator(s): Barry Quint, William E.S. Browning, Kelly M. Lonergan Hearing Site: Hartford, CT
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