| 06-03938 | 11/21/2008 | Claimant(s): Estate of Ellen Tangeman Murphy
Claimant Lawyers(s): S. David Anton
Respondent(s): Jeffrey Dunham, Dunham and Associates Investment Assoc
Respondent Lawyers(s): Adam R. Alaee, Joseph D. Edmondson
Arbitrator(s): Donald R. Ormrod, Diana A. Weiner, Ken Ziesenheim
Hearing Site: Tampa, FL
|  | $0 |
| 08-00811 | 11/21/2008 | Claimant(s): Mary Bickerstaff
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas A. Farnen
Arbitrator(s): Richard V. McGalliard, John D. Mattingly, Marcia A. Ogilvie
Hearing Site: Atlanta, GA
| | $300 |
| 08-00478 | 11/20/2008 | Claimant(s): Paulson Investment Company.
Claimant Lawyers(s): Keith A. Ketterling
Respondent(s): Jason Swan
Respondent Lawyers(s): Jason R. Swan
Arbitrator(s): Alan J. Duncan
Hearing Site: Portland, OR
| | |
| 08-00951 | 11/20/2008 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Richard McCrea
Respondent Lawyers(s): Richard Porter McCrea
Arbitrator(s): Peter L. Pointer, Jay S. Ferrier, C. Robert Rittberger
Hearing Site: Cleveland, OH
| | |
| 08-01564 | 11/20/2008 | Claimant(s): Cobra Trading.
Claimant Lawyers(s): Bradley M. Orschel
Respondent(s): Beverly Milnar
Respondent Lawyers(s): Chad A. Snyder
Arbitrator(s): Mark S. Gleason, Richard W. Thiele, Leo G. Stern
Hearing Site: Minneapolis, MN
| | $0 |
| 07-02717 | 11/20/2008 | Claimant(s): Kathryn Chapman, Ronald May
Claimant Lawyers(s): Thomas C. Frost
Respondent(s): Michael McClellanL fka Linsco/Private Ledger Corp.
Respondent Lawyers(s): Michael H. McClellan, Michael L. Kirby
Arbitrator(s): Joel C. Estes, Greta Glavis, Steven A. Fox
Hearing Site: San Diego, CA
| | $1,800,000 |
| 08-01418 | 11/20/2008 | Claimant(s): Steven Lare
Claimant Lawyers(s): Steven R. Lare
Respondent(s): Joseph Klein, The Huntington Investment Company
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Burton L. Ansell
Hearing Site: Detroit, MI
| | $0 |
| 06-02811 | 11/19/2008 | Claimant(s): Thomas O'Shea
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Merriman Curham Ford & Co.
Respondent Lawyers(s): Matthew G. Ball
Arbitrator(s): Darryl J. Horowitt, Michael J. Fish, Stephen A. Field
Hearing Site: San Francisco, CA
| | |
| 07-02377 | 11/19/2008 | Claimant(s): Shirish Shah
Claimant Lawyers(s): Mitchell Kline
Respondent(s): Nilam Patel, New York Life Insurance
Respondent Lawyers(s): David S. Baffa, Michael A. Warner
Arbitrator(s): Arne R. Rode, Mitchell Lee Marinello, David J. Dahl
Hearing Site: Chicago, IL
| | |
| 07-03342 | 11/19/2008 | Claimant(s): Damon Jones, Eric Eremia
Claimant Lawyers(s): Damon Lawrence Jones, Eric Anthony Eremia
Respondent(s): David Morgan, Charles Schwab & Co..
Respondent Lawyers(s): Christopher M. Mason
Arbitrator(s): S. Jeffrey Minker, Jeffrey Charles Evanello, Frank R. Mead
Hearing Site: Phoenix, AZ
| | |
