| 09-03520 | 02/09/2010 | Claimant(s): Jill Clark
Claimant Lawyers(s): Jill Eileen Clark
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Romaine L. Gardner
Hearing Site: New York, NY
| | |
| 09-04106 | 02/09/2010 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R Matthew Ingraham
Respondent(s): Robert Bonds
Respondent Lawyers(s): Robert E. Bonds
Arbitrator(s): Colette Manoil
Hearing Site: Boston, MA
|  | $0 |
| 07-01585 | 02/09/2010 | Claimant(s): Alice Marsalis, Betty Hunter, Billie Wheat, George Hunter, Girven VanPatton, John Abston, Margaret Stanton, Robert Arceneaux, William Holmes
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): George A. Sawyer, Mark A. Myers, Prince C. Chambliss
Hearing Site: Jackson, MS
| | $859,000 |
| 09-00288 | 02/09/2010 | Claimant(s): Har Nebo Cemetery LP LLC by Richard Levy
Claimant Lawyers(s): David G. Butterworth
Respondent(s): Gershon Trimpol
Respondent Lawyers(s): Jayme L Butcher
Arbitrator(s): Doris J. Dabrowski, Alan M. Schankel, Lisa A. Ndiaye
Hearing Site: Philadelphia, PA
| | Expungement |
| 09-04340 | 02/09/2010 | Claimant(s): Jorge A Perez
Claimant Lawyers(s): Jorge A. Perez
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): George R. Canty
Hearing Site: Ft. Lauderdale, FL
| | $25,425 |
| 09-01662 | 02/09/2010 | Claimant(s): Charles W. & Mary Alice Dammeyer
Claimant Lawyers(s): Jack J. Shapiro
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Paul Greenberg
Hearing Site: Baltimore, MD
| | $0 |
| 09-04040 | 02/09/2010 | Claimant(s): Susan Ryan
Claimant Lawyers(s): Susan Ryan
Respondent(s): Angela Gray, Angela Lenehan, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
| | $163 |
| 09-04337 | 02/09/2010 | Claimant(s): Jorge A. Perez, MaryEllen Zondorak Perez
Claimant Lawyers(s): Jorge A Perez
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Michael J. Fingar
Hearing Site: Ft. Lauderdale, FL
| | $213 |
| 08-04169 | 02/08/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kevin Walker
Respondent(s): Kenneth Ross, Lloyd Laughlin, Timothy Miller
Respondent Lawyers(s): Brian J. Sommer, Kevin Walker
Arbitrator(s): Kathleen A. Hanula, Harvey Michael Rosenberg, John P. Abriola
Hearing Site: Pittsburgh, PA
| | |
| 08-04342 | 02/05/2010 | Claimant(s): Dean Bordelon
Claimant Lawyers(s): Bryan Forman
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Mark A. Myers, Charles K Reasonover, Richard J. Clement
Hearing Site: New Orleans, LA
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