| 09-01964 | 05/05/2010 | Claimant(s): David Meyers
Claimant Lawyers(s): J. Pat Sadler
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): A. Kelly Brennan
Arbitrator(s): Howard S. Levine, Stephen P. Hoffman, Charles E. White
Hearing Site: Atlanta, GA
|  | $1,298,280 |
| 09-01981 | 05/05/2010 | Claimant(s): Robert Poochigian & Patricia Poochigian
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Sandra D. Grannaum
Arbitrator(s): E. William Pastor, Glenn J. Hansen, Edward F. Koren
Hearing Site: Philadelphia, PA
| | $15,000 |
| 09-03008 | 05/05/2010 | Claimant(s): MIchelle L. Lakeson, William B. Lakeson, Jr.
Claimant Lawyers(s): Fred W DeVore
Respondent(s): Dominique Vercaemert
Respondent Lawyers(s): Andrew Dorman
Arbitrator(s): W. Wells Van Pelt, John H. Griffing, Richard E. Miley
Hearing Site: Charlotte, NC
| | $43,500 |
| 08-04982 | 05/04/2010 | Claimant(s): SMH Capital Inc.
Claimant Lawyers(s): Peter B. Wells
Respondent(s): Samuel Ruth
Respondent Lawyers(s): Samuel Alan Ruth
Arbitrator(s): Michele Y. Garelick, Alice J. Johnson, Donald M. Homer
Hearing Site: Boca Raton, FL
| | |
| 08-04983 | 05/04/2010 | Claimant(s): SMH Capital.
Claimant Lawyers(s): Peter Wells
Respondent(s): Jonathan Marcu
Respondent Lawyers(s): Jonathan Ted Marcu
Arbitrator(s): Peter J. Lavezzoli, Stephen L. Littauer, Jeffrey Lawrence Sarkin
Hearing Site: Boca Raton, FL
| | |
| 09-01924 | 05/04/2010 | Claimant(s): Paul Carey, Victoria Carey
Claimant Lawyers(s): Andrew O. Whiteman
Respondent(s): Genworth Financial Securities Corp.
Respondent Lawyers(s): Matthew H. Hall
Arbitrator(s): Zeb E. Barnhardt, Thomas C. Looney, Karen A. West
Hearing Site: Raleigh, NC
| | $363,010 |
| 09-02659 | 05/04/2010 | Claimant(s): Paulette Resnick
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Myron S. Dunay, Gary Paul Whorton, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
| | $405,950 |
| 09-03921 | 05/04/2010 | Claimant(s): Mike Zack
Claimant Lawyers(s): Mike Zack
Respondent(s): James Fonseca, Investors Capital Corp.
Respondent Lawyers(s): James L. Fonseca, Rebecca S. Hice
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
| | $3,631 |
| 09-04808 | 05/04/2010 | Claimant(s): Penni Morris, Walter Morris, Walter A Morris III and Penni Morris
Claimant Lawyers(s): Penni & Walter Morris
Respondent(s): Ameriprise Financial Services., Michael Hanke
Respondent Lawyers(s): Courtney R. Reid, Nancy Landy
Arbitrator(s): Marie G. Peterson
Hearing Site: Boca Raton, FL
| | $26,475 |
| 09-05873 | 05/04/2010 | Claimant(s): Michael Dach
Claimant Lawyers(s): Michael A. Dach
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Jennifer F. Hinderliter
Arbitrator(s): Charles Orlove
Hearing Site: Chicago, IL
| | $0 |
