| 09-05365 | 10/26/2010 | Claimant(s): John Szrko, Pamela Szurko
Claimant Lawyers(s): Marc S. Gottlieb
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
|  | Expungement |
| 10-00214 | 10/26/2010 | Claimant(s): Stuart Suskind
Claimant Lawyers(s): Stuart P. Suskind
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | $23,478 |
| 10-01469 | 10/26/2010 | Claimant(s): Joseph Vitale and James Vitale
Claimant Lawyers(s): Joseph Vitale
Respondent(s): Mercer Capital Ltd.
Respondent Lawyers(s): Anthony Salino
Arbitrator(s): Murray S. Marsh
Hearing Site: Syracuse, NY
| | $25,213 |
| 10-01597 | 10/26/2010 | Claimant(s): Eric Anderson
Claimant Lawyers(s): Robert J. McKennon
Respondent(s): Robert Clark, Cullum & Burks Securities.
Respondent Lawyers(s): Robert J. Clark, Steve Burks
Arbitrator(s): Eugene A. Taylor, Michael M. Hachigian, George Frederick Garris
Hearing Site: Los Angeles, CA
| | $543,610 |
| 09-00988 | 10/26/2010 | Claimant(s): Ed Conlin & Associates
Claimant Lawyers(s): Brent A. Lorentz
Respondent(s): Kenneth Marchiol, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jeffrey B. Kelvin, Kirsten Schubert
Arbitrator(s): James A. Lundberg, Richard A. Mosman, Larry N. Litt
Hearing Site: Minneapolis, MN
| | $0 |
| 10-01585 | 10/26/2010 | Claimant(s): Claire Layton
Claimant Lawyers(s): Claire M. Layton
Respondent(s): Wells Fargo Advisors, William Moynihan
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Daniel P. Lund
Hearing Site: Newark, NJ
| | $38 |
| 10-01080 | 10/25/2010 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Cliff Anderson
Respondent(s): John Andrews
Respondent Lawyers(s): John Andrews
Arbitrator(s): Daniel Herbert Margolis
Hearing Site: Washington, DC
| | |
| 10-01563 | 10/25/2010 | Claimant(s): Paul Scileppi
Claimant Lawyers(s): Paul Scileppi
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): John A. Astorina, Kenneth M. Felder, Suzanne Amy Zalewski
Hearing Site: New York, NY
| | |
| 10-02359 | 10/25/2010 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): David Lamarche
Respondent Lawyers(s): David Edward Lamarche
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
| | |
| 09-04396 | 10/25/2010 | Claimant(s): David Steiner
Claimant Lawyers(s): Matthew W. Woodruff
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew F. Dexter
Arbitrator(s): Barry Feiden, Mindi R. Parrott, James Anthony Maccaro
Hearing Site: New York, NY
| | $300 |
