| 09-04633 | 11/09/2010 | Claimant(s): Gregg Rosenberg
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Catherine C. Garas
Arbitrator(s): Marvin Elster, Paul A. Fischer, Jane A. Smith
Hearing Site: Washington, DC
|  | $150 |
| 10-00125 | 11/09/2010 | Claimant(s): Anna Kazar
Claimant Lawyers(s): Elizabeth Hendricks
Respondent(s): Citigroup Global Markets., John Hochstrasser
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Fred S. Pieroni, Daniel J. McCarthy, Steven A. Infante
Hearing Site: New York, NY
| | $0 |
| 10-00245 | 11/09/2010 | Claimant(s): James Quigg
Claimant Lawyers(s): James Quigg
Respondent(s): Fifth Third Securities., M. Games, Ryan Anderson
Respondent Lawyers(s): Elisabeth M. Von Eitzen, Ryan Anderson
Arbitrator(s): James Patrick Graven
Hearing Site: Detroit, MI
| | $142 |
| 10-01284 | 11/09/2010 | Claimant(s): Harold Y. Fain TTee of Harold Y. Fain
Claimant Lawyers(s): Harold Y. Fain
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
| 10-01287 | 11/09/2010 | Claimant(s): Wesley Olson
Claimant Lawyers(s): Jeffrey S. Salisbury
Respondent(s): Joe Lee, Scottrade Inc.
Respondent Lawyers(s): Alexander T. Moore, Niels P. Murphy
Arbitrator(s): Justine Fischer
Hearing Site: Portland, OR
| | $213 |
| 10-01719 | 11/09/2010 | Claimant(s): Eric Schiff
Claimant Lawyers(s): Eric Howard Schiff
Respondent(s): Anthony Sarracino, Anthony Viviano, Randle Copeland, Rodger Riney, Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | $163 |
| 09-05229 | 11/08/2010 | Claimant(s): Chad Boeding, Divesh Makan
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Carl B. Noelke, Lester Friedman, Stanford G. Hirata
Hearing Site: San Francisco, CA
| | |
| 09-00941 | 11/08/2010 | Claimant(s): Douglas Hemke
Claimant Lawyers(s): John J. Miller
Respondent(s): Northland Securities.
Respondent Lawyers(s): Jeffrey D. Hanslick
Arbitrator(s): Mark S. Foster, Bruce Keplinger, Michael Braude
Hearing Site: Kansas City, MO
| | $180,000 |
| 09-04439 | 11/08/2010 | Claimant(s): Alice Potter
Claimant Lawyers(s): David Liebrader
Respondent(s): Clyde Benninghoff
Respondent Lawyers(s): Arthur I. Jacobs
Arbitrator(s): Susan M. Thevenet, Paul A. Krepinski, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
| | $873,518 |
| 09-05875 | 11/08/2010 | Claimant(s): Anna Wang, Hongwei Ma
Claimant Lawyers(s): Chester Hayes, John C. Gorman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Sterling N. Frost, Jeffrey M. Allen, Robert M. Greber
Hearing Site: San Francisco, CA
| | $94,800 |
