| 09-02641 | 04/27/2011 | Claimant(s): M. Michele Sawyer
Claimant Lawyers(s): Jeffrey P. Lendrum
Respondent(s): Carlos Legaspy, Horwitz & Associates.
Respondent Lawyers(s): Dennis J. Kelly
Arbitrator(s): Guenter S. Cohn, Cynthia B. Stone, E. Milton Frosburg
Hearing Site: San Diego, CA
|  | $0 |
| 10-01473 | 04/27/2011 | Claimant(s): Adeyinka Adedeji
Claimant Lawyers(s): Adeyinka Adedeji
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Aimee E. Bierman
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
| | $0 |
| 10-04923 | 04/27/2011 | Claimant(s): Lucian Leonte & Marie Leonte
Claimant Lawyers(s): Lucian Leonte
Respondent(s): Firstrade Securities Inc.
Respondent Lawyers(s): Peter E. Gschweng
Arbitrator(s): Jeffrey G. Sommers
Hearing Site: Hartford, CT
| | $38 |
| 10-01263 | 04/26/2011 | Claimant(s): William Scholander, William Scholander LLC
Claimant Lawyers(s): William John Scholander
Respondent(s): Edward Mostafa, Joseph Oleske, Silva Velez, Timal Robinson, Seaboard Securities.
Respondent Lawyers(s): Alexander S. Velez, Anthony J. Digiovanni, Isaac M. Zucker, Timal Neville Robinson
Arbitrator(s): Saverio J. Cina, Robert S. Getman, Richard D. Levin
Hearing Site: New York, NY
| | $0 |
| 10-05295 | 04/26/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Shurter
Respondent(s): Carolyn Haik
Respondent Lawyers(s): Carolyn J. Haik
Arbitrator(s): Herbert Murez
Hearing Site: Honolulu, HI
| | $0 |
| 10-01085 | 04/26/2011 | Claimant(s): John Mason
Claimant Lawyers(s): John A. Mason
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): John E. Ohashi, Harold K. Hunt, Mark A. Levy
Hearing Site: Los Angeles, CA
| | $13,000 |
| 10-03985 | 04/26/2011 | Claimant(s): Estate of Lula Mae McDonald
Claimant Lawyers(s): Patricia Coy
Respondent(s): Melanie Housden, Edward Jones
Respondent Lawyers(s): Shane Duggin
Arbitrator(s): Maryanne M. Esser
Hearing Site: Dallas, TX
| | $15,431 |
| 10-01456 | 04/26/2011 | Claimant(s): The Estate of Harvey Rosner
Claimant Lawyers(s): Thomas C. Wagner
Respondent(s): Kristen Hummel, U.S. Bancorp Investments.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Cleveland, OH
| | $0 |
| 10-04341 | 04/26/2011 | Claimant(s): Kathleen O'Brien
Claimant Lawyers(s): Kathleen S. O'Brien
Respondent(s): Thomas Feely, Edward Jones
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): Michael Fischetti
Hearing Site: Newark, NJ
| | $38 |
| 10-01040 | 04/25/2011 | Claimant(s): Demetrios Kamaris, Toni Kamaris
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Richard H. Kuhlman
Arbitrator(s): Donald Whiteman, Charles F. Custer, Thomas F. Mahoney
Hearing Site: Chicago, IL
| | $153,000 |
