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FINRA Awards for Kathleen S. O'Brien

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0434104/26/2011Claimant(s): Kathleen O'Brien
Claimant Lawyers(s): Kathleen S. O'Brien
Respondent(s): Thomas Feely, Edward Jones
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): Michael Fischetti
Hearing Site: Newark, NJ
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