| 10-04643 | 05/23/2011 | Claimant(s): Janbaz Sidiqi
Claimant Lawyers(s): Janbaz Sidiqi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
|  | $88 |
| 09-05685 | 05/20/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Robert Kantor
Respondent Lawyers(s): Robert Alan Kantor
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
| | $0 |
| 10-04891 | 05/20/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Charles Greco
Respondent Lawyers(s): Charles Vincent Greco
Arbitrator(s): Federico C. Alvarez
Hearing Site: Denver, CO
| | $0 |
| 10-05043 | 05/20/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Linda Lawson
Respondent Lawyers(s): Linda S. Lawson
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
| | $0 |
| 10-05357 | 05/20/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Mark T. Carberry
Respondent(s): Jessica Shaughnessy
Respondent Lawyers(s): Robert G. Clyne
Arbitrator(s): Franklin P. Chapman
Hearing Site: New York, NY
| | $0 |
| 11-00049 | 05/20/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Juan Pablo Granja
Respondent Lawyers(s): Juan Pablo Granja
Arbitrator(s): Walter M. Schackman
Hearing Site: New York, NY
| | $0 |
| 09-06951 | 05/20/2011 | Claimant(s): David F Fleming IRA, David and Carmeletta Fleming, David F Fleming & Carmeletta Fleming Tr
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Gary Aday, Morgan Keegan & Company.
Respondent Lawyers(s): Larry Polk
Arbitrator(s): Jim Geiger, E. William Pastor, Randolph Guggenheimer
Hearing Site: Little Rock, AR
| | $170,000 |
| 09-06644 | 05/20/2011 | Claimant(s): G. Arnold Lawton, G. Arnold Lawton Trust dtd 3/11/04
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Wells Fargo Investments, Jack Wong
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Walter P. Hitchcock, Thomas H. O'Connor, Jonathan H. Krotinger
Hearing Site: San Francisco, CA
| | $0 |
| 09-07255 | 05/20/2011 | Claimant(s): Jean Brown
Claimant Lawyers(s): Wesley Lindon Clarke
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Elena G. Rodriguez, William R. Alheim, Robert J. Bender
Hearing Site: Miami, FL
| | $0 |
| 10-03330 | 05/20/2011 | Claimant(s): Boston Property Exchange Tranfer Company
Claimant Lawyers(s): Joseph M. Pastore
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): Lewis S. Kurlantzick, Edward Allison Downe, David D. Vetrane
Hearing Site: Hartford, CT
| | $0 |
