| 09-00139 | 03/17/2010 | Claimant(s): Gregory Taylor, Gregory Wayne Taylor Ind. Retirement Act
Claimant Lawyers(s): Michael Swann
Respondent(s): Amy Thompson, Bryant Thompson, Mark Asplin, American Heritage Church Finance.
Respondent Lawyers(s): Richard Lee Barrett, Stephen M. Masterson
Arbitrator(s): Charles R. Tindell, Norman R. Gohr, Stuart K. Furman
Hearing Site: Orlando, FL
|  | $150,000 |
| 09-00260 | 02/26/2010 | Claimant(s): Timothy Leahy
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): John S. Lord
Arbitrator(s): David P. Slater, Gary F. Lang, James John Mougey
Hearing Site: Orlando, FL
| | |
| 09-03558 | 02/23/2010 | Claimant(s): Barbara Ballway, Lorraine Berner Family Trust
Claimant Lawyers(s): Terence R. Perkins
Respondent(s): George Meyerhoff, ING Financial Partners., Washington Square Securities.
Respondent Lawyers(s): George Henry Meyerhoff, Michael S. Lamont
Arbitrator(s): Marc T. Danon, Benjamin L. Abramowitz, Irwin Baron
Hearing Site: Orlando, FL
| | Dismissed by Rule 12206 |
| 09-00949 | 02/12/2010 | Claimant(s): Vijay Reddy
Claimant Lawyers(s): William B. Young
Respondent(s): Shondeep Balchandani, NSM Securities.
Respondent Lawyers(s): Stephen B. Wexler
Arbitrator(s): J. Porter McClean, Gayle B. Carlson, Frank William Savino
Hearing Site: Orlando, FL
| | $0 |
| 09-00272 | 02/03/2010 | Claimant(s): Margery Binch
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Beverly S. Gordon, Cindy L. Anderson, Dennis R. Nolte
Hearing Site: Orlando, FL
| | $50,300 |
| 08-04216 | 02/01/2010 | Claimant(s): Bill Steinkirchner
Claimant Lawyers(s): Adam J. Gana
Respondent(s): McGinn, Smith & Co..
Respondent Lawyers(s): Thomas D. Buchanan
Arbitrator(s): Ronald W. Devoe, Robert H. Nelson, Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | $455,000 |
| 09-01586 | 01/13/2010 | Claimant(s): John Busacca
Claimant Lawyers(s): John Brian Busacca
Respondent(s): Bruce Blatman, Timothy Ward
Respondent Lawyers(s): Bruce W. Barnes, Timothy Ward
Arbitrator(s): David M. Snyder
Hearing Site: Orlando, FL
| | |
| 09-00626 | 12/22/2009 | Claimant(s): Paul Christensen, Christensen Enterprises, Christensen Family I Ltd., The Elizabeth Christensen Trust, Paul, The Paul E. Christensen Family Trust,
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): V. Michael Pabalis, Patricia Gunn, John Morris Hudson
Hearing Site: Orlando, FL
| | $0 |
| 08-03576 | 12/17/2009 | Claimant(s): Christine M. Dann Trust U/A DTD 10/04/06
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance Bostic
Arbitrator(s): Gary F. Lang, Gayle B. Carlson, Charles W. Lavender
Hearing Site: Orlando, FL
| | $0 |
| 09-00399 | 12/10/2009 | Claimant(s): William T. Corp. and Shirley F. Corp
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Suntrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrills
Arbitrator(s): Constance d'Angelis, Linda Fairchild, Benjamin L. Abramowitz
Hearing Site: Orlando, FL
| | $0 |
