| 21-01711 | 03/09/2022 | Claimant(s): Yeshiva Or Hadach
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edgar Kleydman
Respondent Lawyers(s): Paul T. Weinstein
Arbitrator(s): Wallace Anthony Showman
Hearing Site: New York, NY
|  | $10,325 |
| 21-01595 | 03/08/2022 | Claimant(s): Raymond Guarini
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Windsor Street Capital, L.P.
Respondent Lawyers(s): John W. Stalanski
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
| | |
| 21-02719 | 03/08/2022 | Claimant(s): AGS Underground
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Michael Oromaner
Respondent Lawyers(s): Michael Lawrence Oromaner
Arbitrator(s): Rory M. McLaughlin
Hearing Site: New York, NY
| | $167,394 |
| 20-03583 | 03/07/2022 | Claimant(s): Kevin O'Sullivan
Claimant Lawyers(s): Matt E. Wolper
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Veronica Ann Williams, Steven C. Kasarda, Sofia Balile
Hearing Site: New York, NY
| | Expungement |
| 20-03668 | 03/03/2022 | Claimant(s): Eric Wenzel
Claimant Lawyers(s): Howard Schragin
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Howard J. Stiefel, Elliot Schnapp, James G Paulsen
Hearing Site: New York, NY
| | |
| 20-03215 | 03/02/2022 | Claimant(s): Todd Cirella
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd., Sands Brothers & Co., Ltd.
Respondent Lawyers(s): Charles Smulevitz, Gail Fanelli
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | |
| 21-02157 | 03/02/2022 | Claimant(s): Rocco Guidicipietro
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Alexander Capital, L.P.
Respondent Lawyers(s): Michele Misiti
Arbitrator(s): Harvey Barrison, Phillip Michael Brown, Joan Ellen Hoffman
Hearing Site: New York, NY
| | |
| 20-04176 | 03/02/2022 | Claimant(s): Gabriel Ivan
Claimant Lawyers(s): Gabriel Ivan
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Richard Gee, Susan Romano, Stephen T Schreiber
Hearing Site: New York, NY
| | $0 |
| 19-01077 | 02/25/2022 | Claimant(s): Erik Napp
Claimant Lawyers(s): Brian Kennedy
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Rory M. McLaughlin, Lorraine Marie Brennan, Steven Bauer Malkenson
Hearing Site: New York, NY
| | |
| 19-01625 | 02/25/2022 | Claimant(s): William P. Cella and Elaine F. Cella
Claimant Lawyers(s): Charles J. Hecht
Respondent(s): First Republic Investment Management Inc, First Republic Securities Company
Respondent Lawyers(s): Nicole Ryan
Arbitrator(s): Joan Maxine Secofsky, Judith C. Zerden, Madelon M. Rosenfeld
Hearing Site: New York, NY
| | $0 |
