| 06-02728 | 04/11/2008 | Claimant(s): Jeffrey Alecci
Claimant Lawyers(s): Marianne Yen
Respondent(s): Michael Sciarra
Respondent Lawyers(s): Michael Sciarra
Arbitrator(s): Stephen Tsai
Hearing Site: New York, NY
| | Expungement |
| 07-02945 | 04/10/2008 | Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Revan R. Schwartz
Respondent(s): Samuel Cole
Respondent Lawyers(s): Samuel Cole
Arbitrator(s): Susan J. Buckley
Hearing Site: New York, NY
| | |
| 07-02675 | 04/10/2008 | Claimant(s): George Allen
Claimant Lawyers(s): George S. Allen
Respondent(s): Citigroup Global Markets., Mark Standard
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Michael E. Curan
Hearing Site: New York, NY
|  | $425 |
| 07-02620 | 04/08/2008 | Claimant(s): Todd Greenbaum
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Hapoalim Securities USA.
Respondent Lawyers(s): Ian M. Kirschner
Arbitrator(s): Ernest Fanwick, Joseph F. Kelley, Kevin B. Naughten
Hearing Site: New York, NY
| | |
| 07-01977 | 04/08/2008 | Claimant(s): Dennis Chiaino and Mary Ann Chiaino
Claimant Lawyers(s): Michael P. Gilmore
Respondent(s): Stephen Berry
Respondent Lawyers(s): Stephen J. Berry
Arbitrator(s): Brian J. Burstin
Hearing Site: New York, NY
| | $33,604 |
| 07-03004 | 04/03/2008 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Brandon K. Hemley
Respondent(s): Jeffrey Lin
Respondent Lawyers(s): Jeffrey S. Lin
Arbitrator(s): Burton M. Fendelman, David N. Brainin, Aaron Tyk
Hearing Site: New York, NY
| | $65,334 |
| 07-00115 | 04/03/2008 | Claimant(s): William Carpenter
Claimant Lawyers(s): Matthew W. Woodruff
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Eric E. Reed
Arbitrator(s): Boyd H. Scheff, Abe I. Shtulsaft, Angela Lourdes Ortiz
Hearing Site: New York, NY
| | $108,370 |
| 07-00916 | 03/31/2008 | Claimant(s): Janeen Sudaka-Karlsson
Claimant Lawyers(s): Janeen A. Sudaka-Karlsson
Respondent(s): Arthur Auch, Catherine Maguire, Christine Cunningham, Eric Peske, Citigroup Global Markets., James Ducey, James Lombardi, Jelmena Hudson, John Olson, Joseph Plumeri, Karen Siannas, Kathleen Ferraro, Kelly Walsh, Linus Cooke, Lisa Feld, Marcelo Ippoliti, Maria Frattaroli, Merrill Lynch Pierce Fenner & Smith Inc., Philip Gullo, Richard Petit (a/k/a Ecklund), et al
Respondent Lawyers(s): Edwin Zipf, Richard A. Petit (a/k/a Ecklund), Victor A. Machcinski
Arbitrator(s): Robert L. Palleschi, Martin H. Zern, Valerie Robbin Watts
Hearing Site: New York, NY
| | $0 |
| 07-00168 | 03/28/2008 | Claimant(s): Fatima Belaid
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Jeffrey Halpert, The Jeffrey Matthews Financial Grp LLC
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Kenneth Diamond
Hearing Site: New York, NY
| | $0 |
| 07-01980 | 03/27/2008 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Jay Marc Israel
Respondent(s): Andrew Tressler
Respondent Lawyers(s): J. Christopher Albanese
Arbitrator(s): Harold Webb
Hearing Site: New York, NY
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