| 07-03474 | 10/20/2008 | Claimant(s): Alan Lehman
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Howard Corum, Chicago Investment Group
Respondent Lawyers(s): Elizabeth Neugent Dixon
Arbitrator(s): Judith E. Gross, Clarence Smith, Cheryl H. Agris
Hearing Site: New York, NY
|  | $155,000 |
| 08-00415 | 10/17/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Steven Waldman
Respondent Lawyers(s): Mark Charles
Arbitrator(s): Matthew Loguercio
Hearing Site: New York, NY
| | |
| 08-00969 | 10/17/2008 | Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Michael H. Ference
Respondent(s): Munir Mrkulic
Respondent Lawyers(s): Munir Henry Mrkulic
Arbitrator(s): Judith E. Gross
Hearing Site: New York, NY
| | |
| 07-03192 | 10/17/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Joseph Frasko
Respondent Lawyers(s): Joseph Frasko
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
| | $0 |
| 06-05246 | 10/17/2008 | Claimant(s): Valentine Pitheckoff
Claimant Lawyers(s): Valentine Pitheckoff
Respondent(s): Louis Liberatore, Great Eastern Securities.
Respondent Lawyers(s): Derick Johnson, Louis Liberatore
Arbitrator(s): Bruce K. Isenberg, John B. Sprung
Hearing Site: New York, NY
| | $90,000 |
| 08-01113 | 10/15/2008 | Claimant(s): Howard Braff
Claimant Lawyers(s): Howard Braff
Respondent(s): Peter Dunne
Respondent Lawyers(s): Howard E. Greenbert
Arbitrator(s): Robert E. Holley
Hearing Site: New York, NY
| | |
| 03-00419 | 10/10/2008 | Claimant(s): Melanie Vlosky
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Alison Naylor, Brian Jensen, 1717 Capital Management Company
Respondent Lawyers(s): Brian Jensen, Christopher C. Coss
Arbitrator(s): John F. Heimerdinger, Michael E. Silverman, Daniel M. Mandil
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 07-02189 | 10/08/2008 | Claimant(s): Joan Donohue, Todd Donohue, Joan E. Donohue, IRA
Claimant Lawyers(s): Richard J. Edson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Thomas M. Crawford, Edith M. Novack, Steven A. Infante
Hearing Site: New York, NY
| | Expungement |
| 07-02523 | 10/03/2008 | Claimant(s): Amy Gibbons
Claimant Lawyers(s): Jonathan Sack
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Jack Friedman, Valerie Robbin Watts, Andrea Harum Schiavoni
Hearing Site: New York, NY
| | |
| 05-00756 | 10/03/2008 | Claimant(s): Antonio Benedi
Claimant Lawyers(s): Antonio Benedi Sarria
Respondent(s): Jorge Naval, Pablo Guerrero, Paul Casella, Milestone Group Management
Respondent Lawyers(s): Compliance Officer, Jorge Naval, Pablo Guerrero, Paul Jude Casella
Arbitrator(s): Linda T. Pellegrino, Rick F. Suppa, Joseph H. Cerame
Hearing Site: New York, NY
| | $50,808 |
